Achieving Consumer Duty compliance
Josh Blundell and John Liver discuss the roadmap for the next 3 months. We are now in the run up to the main rules which come into force on 31 July 2023 for existing products and services. The immediate deadline firms must consider is 30 April 2023, when they must have finished their review of existing open products.
Consumer Duty compliance
Boards must have an implementation plan for Consumer Duty compliance in place by the 31st of October 2022. In this three-minute video, Consumer Duty expert, John Liver discusses the 4 key areas that boards need to be considering to get aligned on the new Duty.
Consumer Duty: Final Rules
Key takeaways for the final consumer duty regulations.
Why robust product governance is key to Consumer Duty compliance?
The new Consumer Duty policy from the UK Financial Conduct Authority (FCA) is set to bring in substantial changes to the way financial firms manage product governance. The window for compliance is short.
Consumer Duty is coming soon
Why, when and what do you need to do?
Kore shines a light on financial product governance at EmTech Global
Kore founder Sabrina Del Prete presented our pioneering Product-Management-as-a-Service solution live on stage at EmTech Global on March 28th. In just 3 minutes, she explained to members of the global investment management community how Kore can lower risk, ensure compliance and boost efficiency.
Cass research paper published
People’s financial needs and how they are matched with financial products in UK retail financial and wealth management: Current limitations and actions for improvement